Policy Effectiveness Audit
A structured review of whether fintech compliance policies produce the controls, decisions, and evidence they claim.
From HK$72,000 · 3–5 weeks
Who it suits
Licensed or pre-licence payment, lending, brokerage, and wealth-tech teams preparing for an internal or supervisory review of how compliance policies work in practice.
What you receive
- Inventory of material policy claims mapped to operating controls
- Gap analysis ranked by regulatory and operational risk
- Sample findings from exceptions, waivers, and case files
- Sequenced remediation roadmap with owner suggestions
Format
Kick-off workshop, document walkthroughs, exception sampling with control owners, and a closing read-out. Remote by default; on-site at Cyberport or your office when needed. Pricing is informational; payment terms are set in the written proposal after you enquire.